Training Programme on Using Indicators in Planning Elementary Education

(New Delhi, February Every Year)

 

 

 BACKGROUND
The quantity of information and data collected and processed for the planning and management of educational activities has been constantly on the increase. India has a fairly developed educational information system. States and UTs which have a mixed of small and large educational systems have certain common limitations. Inadequate machinery, shortage of qualified and trained staff, lack of coordination between data collecting agencies and deficiencies in analysis and tabulation are some of the common limitations. It is thus of paramount importance to know the structure of information system about its size and complexities. efficient information system helps in proper monitoring and implementation of educational programmes and projects. Monitoring and evaluation are essential components of educational management and are complementary processes. More specifically, monitoring is a process of watching periodically the progress of programme with a view to identify problems and shortfalls and take immediate remedial corrective measures to optimize effectiveness of the programme. Timely availability of information, in this regard, can play a significant role in improving the effectiveness of the programme. It is not that the information system is required only for monitoring of educational programmes but it also plays an important role to identify the major goals and purposes of education.
However, the most important task is identification of information need and selection of core indicators. This data set forms the basis to develop educational plans. Once the efficient information system is created, the next important task is its utilization. In fact, the information system should generate indicators required for efficient and reliable planning of educational programmes. In built procedures and routines should be developed to produce indicators, which should be a regular feature of an information system.
 Various agencies involved in collecting educational data bring out regular publications. The data provided in the publications become a useful instrument in planning when they are used to develop various indicators to make comparative assessments regarding levels of development of education, functioning of the system, its trends, disparities and directions regarding future course of development of education. Therefore, interpretation of data is the most crucial part of planning exercises, which may also help in presenting statistical information more correctly and effectively. Proper selection of indicators and interpretation may also enrich educational reports and statistical documents. All this necessitates developing of technical competency in planning among educational administrators.

 

 
 

                    RESENT PROGRAMME AND OBJECTIVES 

With the above background, NIEPA organized a Training Programme on Using Indicators in Planning Elementary Education at New Delhi from February 18-22, 2002, which was fifth in the series. The overall objective of the programme was to strengthen capacities of the participating officers in use of information for decision‑making purposes in general and to provide educational planners with the necessary skill to develop a system of key indicators on the functioning of education system in particular. The focus of the programme was on elementary education. 

 More specifically, the main objectives of the programme were

  •  
To identify appropriate information for planning education at disaggregated level
  •  
To train the participants to develop and interpret a set of indicators
  •  
To familiarize participants in the use of indicators in planning educational programmes.

EXPECTED OUTCOMES

 
   

 It was expected that at the end of the programme, the participants would have a better understanding of their educational information system. They also learnt as how to identify information need and appropriate use of the existing databases. The participants were also expected to develop skills to construct and analyze indicators that will help them to prepare status reports of educational development.

 
 

THEMES

The different themes of the programme were focused on information system, construction, and use of indicators in educational planning. More specifically, the following themes were covered in the programme:

  •     Education for All

  •     Educational Planning in India

  •     Data Requirements for Educational Planning

  •     Educational Information System in India

  •     Indicators: Concepts, Definitions, Classification and Use

  •     Indicators of Educational Development: Access and Coverage

  •      From Indicators of Enrolment to Attendance, Completion and Graduation Rates

  •    Indicators of Educational Development: Internal Efficiency of Education System

  •     Indicators of Educational Development: Financial Parameters

  •     Indicators of Quality of Education

  •     Measures of Inequalities and Disparities

  •     Role of Indicators in Enrolment Projections

TIME-TABLE 

     A day‑to‑day schedule of the programme is presented in the Annexure I. 

DURATION AND VENUE 

               The duration of the programme was one week from 18-22 February 2002. The venue of the programme was the Lecture Hall (Room No. 113) of the Institute. Prof. B. P Khandelwal, Director, NIEPA inaugurated the programme at 1000 hrs. on Monday, February 18, 2002. Prof. M. Mukhopadhyay, Joint Director Chaired the inaugural session.

 
   

 COURSE METHODOLOGY

The methodology of the programme was designed to suit the objectives of strengthening skill of the participants in using indicators in planning elementary education. The programme methodology included lectures, demonstration, practical exercises and group discussions.  During the practical sessions, the participants learnt construction and use of indicators by taking real life data. 

RESOURCE PERSONS

Members of the NIEPA faculty, as well as, experts from other organizations were invited to interact with the participants. The list of resource persons is presented below: 

NIEPA, New Delhi

 

Prof. B. P. Khandelwal, Director
Prof. M. M. Mukhopadhyay, Joint Director

Dr. R. Govinda, Senior Fellow and Head, School and Non-Formal Education Unit

Dr. Y. P. Aggarwal, Senior Fellow and Head, O. R. S. M Unit
Dr. S. M. I. A. Zaidi, Fellow, Sub-National Systems Unit

Dr. Y. Josephine, Associate Fellow, Educational Administration Unit

Dr. K. K. Biswal, Associate Fellow, Educational Planning Unit
Dr. N. K. Mohanty, RTA, Educational Planning Unit

Mr. A. C. Mohanty, Project Assistant, Sub-National Systems Unit

Dr. Arun C. Mehta, Fellow, Sub-National Systems Unit

Others

Prof. Shri Prakash

Birla Institute of Management Technology

Sector IV, Pushpa Vihar

New Delhi – 110017 

PARTICIPANTS 

About 54 officers from sixteen States & Union Territories participated in the programme. A list of participants is presented in Annexure II. 

READING MATERIAL 

A set of selected articles was provided to the participants. These papers were related to the themes that were discussed during the programme. The detailed list is enclosed in Annexure III. In addition, a suggested list of related articles was also provided to the participants. 

PROGRAMME MANAGEMENT 

          The Sub-National Systems Unit of the institute conducted the present programme. A team consisting of Prof. B. P. Khandelwal, Head Sub-national Systems Unit and Director, NIEPA, Dr. Arun C. Mehta, Fellow, Sub-national Systems Unit and Mr. A. C. Mohanty, Project Assistant, Sub-national Systems Unit looked after the day-to-day management of the programme. Dr. Mehta was the Programme Coordinator.   Ms. Anjali Arora provided the secretarial assistance before the commencement of the programme and Mr. Ram Babu during the conduct of the programme

CLOSING SESSION 

The Programme was concluded on Friday, February 22, 2002.  

PART II: THEMATIC REPORT 

In this part, first a brief introduction of information system is presented which is followed by a description on 'Education for All', 'Educational Development in India', 'Data Requirements for Educational Planning' and a 'Core List of Basic Indicators of Educational Development'. Needless to mention that the list presented is only suggestive one and other indicators depending upon the situation at disaggregated levels may be added to make it more meaningful and local-specific. In a separate section, possible alternative indicators, such as, attendance, completion and graduation rates have also been presented.

THE INFORMATION SYSTEM           

            At the national level, there are three main agencies that collect statistics on education on regular basis. They are: (a) Planning, Monitoring and Statistics Division, Department of Education, Ministry of Human Resource Development (MHRD) on annual basis for all sectors of school education (b) University Grants Commission (UGC) on higher education and (c) National Council of Educational Research and Training (NCERT) on school education through occasional surveys.  All the three agencies referred above generate data with State and Union Territory, as a basic unit of consolidation. Only in case of MHRD selected district level information was also collected on quinquennial basis for a short period. The UGC compiles data according to university area, whereas NCERT collects data at the district level through its All India Educational Survey but releases only state‑wise information. Besides statistics on institutions, teachers and enrolment, NCERT also collects and disseminates information on ancillary and other facilities in schools, such as, availability of playgrounds, blackboards, school buildings, toilets and drinking water which is otherwise not available from any other source. 

 

            Besides population statistics, the Office of the Registrar General of India provides information on many items through its Census of India publications. Levels of educational attainment of population, educational‑occupational classification pattern of the work force, age‑education classification of children in the age‑group 5‑14 years and information on child workers according to age and sex are some of the useful items on which information is disseminated.

 

            Apart from the agencies referred above, National Sample Survey Organisation (NSSO), International Institute for Population Sciences (IIPS) and National Council of Applied Economic Research (NCAER) also collects and disseminates statistics on education on sample basis. Through its survey on `Participation in Education', NSSO provided state‑wise information on dropouts and never enrolled children and causes of their not been attending schools and reasons of dropouts. Recently, it has conducted a survey on `Attending an Educational Institution in India: Its Level, Nature and Cost’ (52nd Round). However, the period of conducting such surveys is not regular, the latest been conducted in 1995‑96 and the previous two in the years 1978-79 and 1986-87. Of late, IIPS through its `National Family Health Survey' and NCAER as a part of its `Periodic Market Information Surveys' also disseminated information on some of the educational variables, such as, literacy rate, attendance rate and non‑enrolment and dropout ratio.

 

            The apex educational and research institutions, such as, National Institute of Educational Planning and Administration (NIEPA), Indian Council of Social Science Research (ICSSR) and Institute of Applied Manpower Research (IAMR) also collects data on educational variables occasionally through research studies and sample surveys. However, the Department of Education, MHRD remains the main data-collecting agency apart from the NCERT. Also, under the District Primary Education Programme, significant efforts are made to develop computerized Educational Management Information System with block and district as its basic unit of data collection, dissemination and analysis. In an about 143 of the total 593 districts, data for the year 2001 are now made available under the DPEP information system through the DISE. This is perhaps the most significant and sincere effort in the recent past towards developing a computerized information system under the education sector.

EDUCATION FOR ALL

 

 

In 1990, the term Education for All (EFA) was coined in the Jomtien Conference to emphasis the commitment made to universalize education.  The major objective of EFA is to ensure that every person has access to minimum educational facility.  In a way, EFA is not very different from the concept of Universalisation of Elementary Education (UEE). The major objective of UEE is to bring all children of 6-14 age–group within the fold of education.  EFA, on the other hand, targets all children, youth, and adults for educational attachment. Here education refers to all formal and non-formal modes of learning and adult education. Thus, EFA has a broader connotation as compared to that of UEE. The Jomtien Conference considered primary education as part of the basic needs of the child. By looking at primary education from a “basic needs” perspective, the Conference helped Governments to integrate various developmental programmes with educational programmes. Also, in Jomtien conference, stress was laid on an integrative development of primary education. Integration in educational activities is considered necessary at the grassroots level to achieve EFA. All the above features make EFA different from UEE.

 

            More specifically the main objectives of Educational for All in India are as follows:

·        Expansion of early childhood care and development activities

·        Universalisation of Elementary Education with the following programme components:

1.      Access to elementary education for all up to 14 years of age;

2.      Universal formal or non-formal stage through formal or non-formal education programmes; and

3.      Universal achievement at least of minimum level of learning.

·        Drastic reduction in literacy rate especially in the age-group 15-15 years and to bring literacy level in this age-group to at least 80 per cent; and

·        Provision of opportunities to upgrade education, creation of necessary structures and improving the content and process of education to relate it better to environment and working conditions.

 

To review the progress of EFA, the Fourth Global Meeting of the International Consultative Forum on EFA was held in April 2000 in Senegal. The convenors of this forum were UNDP, UNESCO, UNFPA, UNICEF and World Bank. Certain indicators usually judge the progress of EFA in India. Literacy rates, access to primary education, participation in primary education, retention rates and quality of primary education are some of the basic indicators that were used to monitor the progress of EFA. In this regard, a number of activities were initiated in the country.  The first National Workshop on EFA: The Year 2000 Assessment was held at New Delhi in May 1999 and the Second one in January 2000.  The 18-core indicators and studies on 'Learning Conditions' and 'Learners Achievements' prepared for EFA assessment were critically discussed and reviewed in these workshops. In addition, a set of 23 studies covering different aspects of education was also presented and discussed so as the 'Country Report on EFA Assessment'. Dakar was followed by a number of activities at the international level and in India; a number of regional conferences on EFA were also planned a53nd organized. The major goals of Dakar Framework is presented below:

·        expanding and improving comprehensive early childhood care and education, especially for the most vulnerable and disadvantaged children;

·        ensuring that by 2015 all children, particularly girls, children in difficult circumstances and those belonging to ethnic minorities, have access to and complete free and compulsory primary education of good quality;

·        ensuring that the learning needs of all young people and adults are met through equitable access to appropriate learning and life skills programmes;

·        achieving a 50 per cent improvement in levels of adult literacy by 2015, especially for women, and equitable access to basic and continuing education for all adults;

·        eliminating gender disparities in primary and secondary education by 2005, and achieving gender equality in education by 2015, with a focus on ensuring girls' full and equal access to and achievement in basic education of good quality; and

·        improving all aspects of the quality of education and ensuring excellence of all so that recognized and measurable learning outcomes are achieved by all, especially in literacy, numeracy and essential life skills.

 

EDUCATIONAL DEVELOPMENT IN INDIA

 

 

Universal Literacy

 

  Over a period of time, a significant progress is made in the field of literacy and continuing education programmes but the goal of universal literacy continues to remain elusive and still a distant dream.  The literacy rate in India, according to 2001 census, is around 65.4 per cent.  For males the figure is 75.9 per cent, and for females, it is 54.2 per cent. In comparison to the literacy rates of males (27.2 per cent) and females (8.86 per cent) in 1951, the literacy rates in 2001 show a substantial increase. About 81 districts have literacy rate lower than 50 per cent and 297 districts have lower literacy rates than the national average of 65.38 per cent. On the other hand more than 59 districts have above 80 per cent literacy rates, most of the districts of Kerala and Mizoram have above 80 per cent literacy rates. Despite impressive achievements, the number of illiterates in India has gone up substantially during the period 1951 to 1991. It was perhaps for the first time that the number of illiterates in absolute terms has declined in India. Projection exercises however reveal that the goal of universal literacy is not likely to be realized in the near future. The detailed Census estimates on literacy are eagerly awaited.

 

Universalisation of Elementary Education

 

     Provision of free and compulsory education to all children until they complete the age of fourteen, is a directive principle of the Constitution. While adopting the Constitution in 1950, the goal was to provide free and compulsory education to all children up to the age of fourteen, within the next ten years. Keeping in view the educational facilities available at that time in the country, the goal was too ambitious to be achieved within a short period of ten years. Till 1960, all efforts were focused on to provision of schooling facilities. It was only after near realization of the goal of access that other components of Universalisation of Elementary Education, such as, enrolment and retention started receiving attention of planners and policy makers. It is the quality of education, which is at present in focus in all the programmes relating to elementary education in general and primary education in particular.

 

Since 1950 impressive progress has been made in every sphere of elementary education.  In 1950-51, there were about 210 thousand primary and 14 thousand upper primary schools which has now been increased to 598 and 177 thousand respectively in the year 1996-97; thus showing an average annual rate of growth of 2.36 and 5.77 per cent.  Over a period of time, the percentage of habitations having access to primary schools/sections within a distance of one kilometer and upper primary schools/sections within a distance of three kilometers has also improved significantly.  Similarly, the percentage of rural population having access to schooling facilities has improved tremendously. At present about 83.36 and 76.15 per cent of the total habitations in the country are served by the primary and upper primary schooling facilities, which cater the need of 93.76 and 85.01 per cent population.  The ratio of upper primary to primary schools over a period of time has also improved significantly which is at present 3.4.

 

Despite these achievements, about 23.9 thousand primary schools in 1993-94 were functioning either in the tents or in open space.  As many as, 51.6 thousand schools had 'kachcha' (temporary) buildings.  Of the total 28.9 thousand schools not having instructional room, Government schools constituted more than 65 per cent of the total schools compared to 32 per cent in local body managed schools.  The average number of rooms available for instructional purposes was 1.74 in primary schools compared to 3.98 in upper primary schools. Drinking water facilities were available in about 44 per cent primary schools compared to 19 per cent schools having urinals. The average enrolment in 1993-94 was 114 and 250 respectively in the primary and upper primary schools.

 

The improvement in schooling facilities is quite visible in enrolment at the primary and upper primary levels of education which has increased from 19.15 and 3.12 million in 1950-51 to 97.4 and 34.0 million in 1990-91 and has further increased to 110.4 and 41.0 million in the year 1996-97.  The increase in enrolment is also reflected in the corresponding enrolment ratio, which is at present 90.6 and 62.4 per cent respectively at the primary and upper primary levels of education. Enrolment ratio of Scheduled Castes (107.81%) and Scheduled Tribes (106.97) population over time has also improved significantly. The share of girls enrolment to total enrolment both at the primary (43.44 per cent) and upper primary (39.80 per cent) levels of education has also increased many fold and is higher than the corresponding increase in boys enrolment.

 

The retention rate at the elementary level over a period of time has improved significantly but is still low at 47.3 per cent.  Despite no detention policy, as many as 8.7 and 6.4 per cent pupils repeat Grades I and II compared to 8.6, 7.0 and 6.8 per cent repeat Grades III, IV and V.  This severely affects the efficiency of education system that is efficient to the extent of only 63 per cent.  Both boys (7.7 years) and girls (8.4 years) are taking more years to graduate primary cycle than ideally required 5 years.   The cohort survival rate to Grade V is as low as 52 per cent and only 483 of 1,000 pupils graduated primary cycle.

 

The number of teachers over time has increased many folds but the percentage of female teachers to total teachers both at the primary and upper primary levels of education is still low at 32.68 and 35.79 per cent. The majority of teachers are trained. The pupil-teacher ratio at primary and upper primary level is 45:1 and 38:1. Teacher salaries constitute more than 90 per cent of the total recurring expenditure on primary education.  So far as the share of education to Gross National Product (GNP) is concerned, the increase is not as envisaged in policy document (6 per cent); however, it has increased from 1.2 per cent in year 1950‑51 to currently 3.7 per cent.

 

Do the quantitative expansion of educational facilities imply that the target of universal enrolment will be achieved by the turn of the present century? The official estimates of enrolments give reasonably sound reasons to believe that the stipulated targets cannot be achieved by the turn of the present century. However, projection exercises undertaken in the recent past indicate that India may attain the status of universal primary education sometime after year 2007. It may be noted that heavy dependence on the formal school system, and the traditional modes of delivery of primary education may not achieve the desired objective.  To achieve the goal of 'Universal Elementary Education', the Government has recently initiated a new scheme called 'Serva Shiksha Abhiyan'. Also, the scope of DPEP is likely to be extended to upper primary classes, initially in DPEP phase one districts.

DATA REQUIREMENTS

To achieve EFA in near future there is thus a need to take an integrative approach for development of primary education, with more emphasis on alternative strategies for improving access, participation, retention and internal management of schools. All this is expected to achieve through better planning and effective implementation, which require information on a number of variables.

 

 

            Planning exercises are of two types, micro and macro level planning. In micro planning, educational plans are prepared at the sub‑national level, such as, institution, village, block and district level, whereas macro plans are developed at the level which is just above the sub‑national level i.e. state and national level. At the district level, blocks, villages and educational institutions are the units of micro planning but at the state level, district is a unit of micro planning. In India, barring a few states, educational planning is carried‑out at the state level, which do not ensure adequate participation of functionaries working at the grassroots level. Of late, National Policy on Education (NPE, 1986 & 1992) and Eighth Plan envisaged disaggregated target setting at least at district level. This is also one of the major objectives of a number of projects and programmes currently under implementation in different parts of the country.  Therefore, development of district plan at district and lower levels with emphasis on participative planning is of recent origin

 

In order to meet data requirements for diagnosis of educational development, a variety of information relating to both general and educational scenario needs to be collected. Information, such as on, geography, irrigation, transportation, industry and administrative structure is required, so as to prepare a general scenario of the existing infrastructural facilities available in a district and its sub‑units. 

 

So far as the educational variables are concerned, required information can be grouped under information relating to demography, literacy and education sectors. Under the demographic variables, total population and its age and sex distribution separately in rural and urban areas needs to be first collected. Apart from total population, age‑specific population in different age groups is also required.  For programmes relating to primary and elementary education, population of age groups 6‑11, 11‑14 and 6‑14 years and for adult literacy and continuing education programmes, population of age‑group 15‑35 years is required. Similarly, single‑age population  (age `6') is another important variable on which information needs to be collected. In addition, information on some of the vital indicators, such as, expectation of life at birth, mortality (death) rates in different age‑groups, fertility (birth) rate and sex ratio at birth is required so that the same is used to project population.

 

For adult literacy and continuing education programmes, number of literate and illiterates in different age groups is required which should be linked to population in different age groups.

 

Universal access to educational facilities is one of the important components of Education for All; hence a variety of information relating to population of village/habitation is required, so that micro planning and school mapping exercises are undertaken. Exercises based on school mapping play an important role to open new schools or whether an existing school is to be upgraded or closed down. Thus, number of habitations distributed according to population slabs is required so that opening of school is linked to existing norms. Habitations served by schooling facilities also needs to be collected so as the rural population served by schooling facilities. Information relating to adult learning and non‑formal education centers is also required which should be viewed in relation to illiterates, out‑of‑school children and child workers.

   

 Once the population is accessed to educational facilities, the next important variable is number of institutions. Within the institutions, availability of infrastructural facilities and their utilisation needs to be analysed thoroughly.  Information relating to buildings, playgrounds and other ancillary facilities, such as, drinking water, electricity and toilets needs to be collected. In other words, complete information relating to scheme of Operation Blackboard with reference to its implementation, adequacy, timely supply and utilisation needs to be collected. Similarly, number of classrooms and their utilisation, schools distributed according to class‑sizes and sections is also required to judge teaching arrangements.

 

Enrolment is the next important variable on which detailed information is required. Both aggregate and grade‑wise enrolment together with number of repeaters over a period of time needs to be collected separately for boys & girls, Scheduled Castes and Scheduled Tribes population, rural & urban areas and for all blocks and villages of a district. Similarly, detailed information on number of teachers distributed according to age, qualifications, experience and subjects along with income and expenditure data is also required for critical analysis, so that optimum utilisation of existing resources is ensured.

 

It is not only the past and present information that is required but for proper and reliable educational planning, information on few variables is also required in future. All the data required for planning is not available as information on a good number of variables is conspicuous by their absence. Generally, secondary sources are explored for diagnosis of the existing situation but for the variables that are not available at lower or the lowest level, primary data needs to be collected. For example, age‑grade matrix is one such variable that is not readily available at the micro level but plays an important role in setting‑out-disaggregated targets. Information on age‑grade matrix and other variables of similar nature may be collected through small-scale sample surveys at the local level. For information on demographic variables, Census publications should be explored. Information on educational variables can be obtained from the publications of the State Education Departments. However, state‑wise information can also be obtained from the publications of MHRD. Information on infrastructure, access, ancillary facilities and age‑grade matrix is available from the NCERT publications but only at few points of time.

 

Before the concept and definition of indicators is presented, first the basic term like primary and secondary data, stage and institution-wise data and stock and flow statistics is discussed.

TYPES OF STATISTICS

(i)                 Primary and Secondary Data

 

     When information is first time collected, it is termed as primary data; otherwise it is known as secondary data. Primary data is generally scattered in files, registers and records so as to collect them either from the institutions concerned or can even be collected from the sampling unit, such as, teacher, school and student.    The primary data is generally termed as raw which has no use to planners and decision making authorities, as it do not serve as a tool of decision support system.  The information thus collected is processed, analysed and tabulated with the help of statistical indicators, so that it becomes derived information. Simple statistics, such as, averages, index numbers, ranks and growth rates can be used to generate derived data. The derived information in the form of indicators can also be used to analyse present status of educational facilities and its utilization.

 

(ii)               Cross-sectional and Time‑Series Data

Generally two types of statistics, namely cross‑section and time‑series information is available.  If information is available at a single point of time, it is known as cross‑sectional data.  For example, state‑wise literacy rates and its male and female distribution in 1991 is an example of cross‑sectional data. Cross‑sectional data is also known as stock statistics.  Stock statistics do not have flow of information and whatever is available that restrict to only a single point of time.   On the other hand, information available on more than two points of time is known as time‑series information that is also known as flow statistics. While analysing educational development, both types of statistics is needed.  For projecting enrolment, we need enrolment over a period of time, whereas for analysing present status of educational development, cross‑sectional data is required.

 

(iii)             Institution and Stage‑wise Data

 

     The third type of statistics generally we deal with is institution‑wise and stage‑wise information both of which can be cross‑sectional and/or time‑series in nature. For example, stage‑wise enrolment at the primary level includes all children of those who are currently in primary classes irrespective of schools. Thus while collecting stage‑wise information, enrolment irrespective of schools is considered which means primary stage enrolment include enrolment in primary, middle, high and secondary schools.  Otherwise, if consider enrolment in a particular type of school, it is termed as institution‑wise enrolment.  Thus, enrolment in primary classes in primary schools is an example of institution‑wise information.  In fact, a large number of children are in primary classes who are otherwise not in primary schools but are in middle and other higher levels of school education.

INDICATORS

 

     In order to understand what an indicator is and other questions of similar nature, let us first define an indicator itself.  An indicator is that which points out or directs attention to something (Oxford Dictionary).  According to Jonstone (1981), indicator should be something giving a broad indication of the state of the situation being investigated.  The most common use of indicators is to examine the relative state of development of different systems accomplished over a period of time in a specified field of human concern.  For example, primary enrolment of two districts do not produce any information but the same, if linked to corresponding age‑specific population, can be used to compare the status of primary education.

 

In our day‑to‑day life we also come across various indicators which can be classified into three broad categories, namely, input, process and output indicators.  Various process control machines, such as, videocassette recorder, automatic milk booths and automatic weighing machines are some of the examples of these indicators. However, in the field of education, the classification of indicators under these categories is not an easy task. Generally, we view education as a system, which receives inputs in the form of new entrants, transforms these inputs through certain internal processes, and finally yields certain outputs in the form of graduates. The output from a given cycle of education is defined as those students who complete the cycle successfully and the input used up in the processes of education are measured in terms of student years.  These indicators can further be classified into four categories, namely, indicators of Size or Quantity, Equity, Efficiency and Quality.

 

Educational indicators can answer a variety of questions.  System's level of development, accessibility and children taking advantage of educational facilities are some of the questions, which relate to coverage of an education system.  The next set of questions relates to internal efficiency of the education system.  Information on number of children who enter into the system and complete an education cycle, those who dropout from the system in between and number of children who reach to the next higher level can be obtained, if indicators of efficiency are computed.  Similarly inequalities in the system, if any, can be detected and disadvantage group(s) be identified with the help of indicators of efficiency. The last set of questions relates to resources provided to education and how they contribute to the quality of educational services and whether resources being used in the most effective way possible, all of which answered efficiently, if indicators for disaggregated target groups are available.

           

THE CORE EFA INDICATORS

 

 

Keeping in view the objectives of EFA presented above, a variety of indicators need to be developed to judge the performance vis-à-vis different components. A suggestive core list of indicators is presented below.

 

A.     Demography and Literacy

 

In addition to educational variables, a few demographic indicators also need to be constructed. One simple indicator is annual population growth rate, which should be calculated for the total, as well as, age-specific population, i.e. 6-11 and 11-14 years.  This indicator may be termed crucial as the future clientele population depends up on this apart from other indicators, like birth and death rates. The other demographic indicators are density of population and sex ratio. 

 

One of the important components of EFA is Universal Literacy. Therefore, indicator needs to be developed on literacy rates (total and 15+ population) separately for male/female, rural/urban and SC and ST population.  Gender parity index may also need to be constructed.

 

 

Demography

 

Indicator 1: Rate of Growth of Population: Total, 6-11, 11-14, 6-14 and 15-35 years.

 
Indicator 2: Sex Ratio

 

Indicator 3: Density of population

Literacy

                        Indicator 4: Literacy Rates (Male/Female, Rural/Urban and SC/ST): (a) Total (7+ population); (b) 15-24 years olds; (c) adult literacy rate: percentage of the population aged 15+ that is literate and (d) Literacy Gender Parity Index: Ratio of female to male literacy

 

B. Access

Access to primary education in India is affected by many factors.  It depends on number of schools available, the walking distance to schools, transport facilities and road conditions. Apart from the physical distance to schools, existences of social barriers also affect access to primary schooling. Physical distance and social barriers are therefore critical issues that need to be addressed to while creating provisions of access to primary schooling.  Apart from this, there exists high degree of disparities between regions, males and females, and between social groups in the country.

The simplest indicator of access is coverage of habitations by the schooling facilities. The norm for this purpose varies from state to state.  The policy at the all-India level is that all the habitations having population 300 and more should be provided a primary school/section within a distance of 1 kilometer. Similarly, a habitation having population 500 and more is entitled to have an upper primary school within the distance of 3 km. Thus, the basic indicators of access are percentage of habitations served by the primary schooling facilities within a distance of 1 km. and upper primary schooling facilities within a distance of 3 km.  As an alternative, percentage of rural population served by a primary school/section within 1 km. and an upper primary school within a distance of 3 km. can also be considered as indicators of access. The ratio of upper primary-to-primary school also gives idea about the availability of upper primary schools.  The policy directive in this regard is one upper primary school for every two primary schools.

Experience shows that establishment of formal schools may not alone create universal access to primary education. The need is therefore to create alternative modes of primary education, wherever necessary, to increase the level of access to schooling facilities.  To achieve EFA, more stress is also laid on the participation of the community in improving the level of access to primary schooling. In this respect, micro planning plays an important role in enrolling children as well as increasing the level of participation of children in primary education.

However, availability of a school does not guarantee that schools are being utilised and the minimum facilities that required for smooth functioning of school is available. But from the limited set of data that is available on facilities and practically no data on utilisation, indicators cannot be considered on these aspects. The other indicators which may also be considered indicators of access is gross enrolment in early childhood development programmes as percentage of corresponding official age-group population i.e. 3-5 years. This indicates a state’s capacity to prepare children for primary education. A high gross enrolment ratio in early childhood development programme indicates adequate capacity for this type of programme within the state. A ratio approaching 100 or more than 100 indicates that early childhood centres are available to accommodate children of age-group 3-5 years.

Similarly, the gross and net entry rates (intake/admission) can also be considered as an indicator of access.  The apparent intake rate reflects the general level of access to primary education.  It also indicates the capacity of education system to provide access to Grade I for the official school entrance age population.  This indicator should be used only when net intake rate due to non-availability of data is not possible to compute.  A high intake rate also indicates a high degree of access to primary education.  Since, the computation includes all children including those of over-age and under-age children, the rate may cross hundred. If the over-age and under-age children are taken out from Grade I enrolment, the rate calculated is termed as net intake rate.  A high net intake rate indicates a high degree of access to primary education for the official primary school entrance age children and a high proportion of pupils of the same age in the first primary grade. Both the policy makers and planners are very much interested in this rate. Unless, this is brought to hundred, the goal of universal primary education can not be achieved. Similarly based on this rate, enrolment of Grade V or VIII in future can also be projected.

 

Indicator 5: Percentage of habitations having population 300 and more and access to primary schooling facilities within a distance of 1 kilometer.

 

Indicator 6: Percentage of rural population having access to primary schooling facilities within a distance of 1 kilometer.

 

Indicator 7: Percentage of habitations having population 500 and more and access to upper primary schooling facilities within a distance of 3 kilometer; and

 

Indicator 8: Percentage of rural population having access to upper primary schooling facilities within a distance of 3 kilometer.

 

Indicator 9: Ratio of upper primary schools to primary schools.

 

Indicator 10: Gross enrolment in early childhood development programmes expressed as percentage of the official age-group population i.e. ages 3-5 years.

 

Indicator 11: Percentage of new entrants to primary Grade I who have attended some form of organized early childhood development programme.

 

Indicator 12: Apparent (gross) intake (admission/entry) rate: new entrants in primary Grade I as a percentage of the population of the official entry age i.e. age-6 population.

 

Indicator 13: Net intake rate: new entrants to primary Grade I who are of the official primary school entrance age  (`6’ years) as a percentage of the corresponding population.

 

Once the indicators of access are developed, one may also like to develop indicators relating to facilities in schools and teaching-learning arrangements. Percentage of schools having buildings, percentage of building less schools, average number of instructional rooms, percentage of schools need major and minor repairs are some of the indicators which can be constructed.  Similarly, percentage of schools having drinking water facility, toilets, playground, electricity etc may indicate availability of physical facilities in school.

 

B.     Teachers

Once the indicators of access are analyzed, the next set of indicators that need to construct relates to teachers.  The simplest indicator is pupil-teacher ratio, which presents average number of pupils per teacher in an educational level.  The indicator can be computed both at the primary and upper primary level of education. This indicator is used to measure the level of human resources input, in terms of number of teachers, in relation to the size of the pupil population.  The pupil-teacher ratio should be compared to state norms on the number of pupils per teacher for type of education.  Higher the ratio may have adverse effect on teaching learning process, as the teacher has to give attention to more pupils than in an ideal class of 25-30 pupils.  Similarly, percentage of female teacher is another indicator that relates to teachers and is easily available at disaggregated levels.  Percentage of trained teachers also reflects upon the quality of teachers that are available so as the age of teacher which gives information about the experience.  Similarly, number of schools distributed according to number of teachers, number of sections, average enrolment per section, class-size, average number of teachers and percentage of single teacher schools are some of the other indicators which gives information regarding quality of teaching inputs.  However, except, pupil-teacher ratio, trained teachers and percentage of female teachers, other indicators mentioned above are not possible to construct in the absence of requisite data. Attrition rate of teachers is another indicators that give information regarding number of teachers who retire, transfer or die during an academic year that is not available on regular basis. NCERT as a part of its Sixth survey has collected information on this aspect.  On an average, the attrition rate at the all-India level is about 2 to 3 per cent but vary from state to state.

 

Indicator 14: Percentage of female teachers at the primary and upper primary levels.

 

Indicator 15: Percentage of trained teachers at the primary and upper primary levels distributed according to sex

 

Indicator 16: Pupil-teacher ratio at the primary and upper primary level.

 

C.     Coverage

One of the other important indicators, which give information about the coverage of child population, is the Enrolment Ratio.  A variety of enrolment ratios, such as, overall enrolment ratio which gives the overall scenario of total education system, level enrolment ratio (Gross and Net) which shows coverage of relevant age group population and age-specific enrolment ratio which presents ratio of single age population (or age-group) attending schools are available. The computation of these ratios and their applicability depends upon the availability of data. However, Gross Enrolment Ratio can easily be constructed but is termed crude, as it is total enrolment irrespective of age, as a percentage of corresponding age-specific population. This needs age-grade matrix that is not available, in the absence of which GER is used to show level of participation and capacity of an education system.  Thus, Gross Enrolment includes over-age and under-age children that vary from system to system.  At the all-India level, it is estimated to be around 22 per cent at the primary level.

 A high GER indicates a high degree of participation, whether the pupils belong to the official age group or not. A GER approaching 100 indicates that a state/district has accommodated all of its school-age population.  More than 100 GER need not means that the goal of UPE/UEE is achieved; and therefore a GER of 100 per cent is a necessary but not sufficient condition for universal primary enrolment.  However, it may be noted that as we approach Universalisation, the percentages of over-age and under-age children will start declining so as the dropout rates.

If data available, NER is used to measure the extant of participation of children belonging to the official primary school age, as it is considered more precise indicator than the GER. The value of NER can not exceed 100, as its maximum value is 100 per cent.  Higher the ratio means that majority of children of the official age group are covered under the system.  The difference between the GER and NER is termed as grossness.  If the NER is below 100 per cent, that need not guarantee that the balance of students are out-of-school. These students may be enrolled under the non-formal system of education. Therefore, the more precise indicator of coverage, as mentioned above, is the age-specific enrolment ratio that considers all children of a specific age-group population.

Coverage of child population need not guarantee that children attend schools regularly, which can be known only, if data on attendance rate is available.  This is not available on regular basis but is recently collected by the NSSO as part of its 52nd Round (1995-96) on `Attending an Educational Institution in India: Its Level, Nature and Cost’. Apart from other indicators, it constructed two indicators, namely, Gross Attendance Rate and Net Attendance Rate that are of vital importance. Needless to mention that these indicators give information regarding children attending schools which is considered a better indicator than the enrolment ratio. The indicator is separately made available for all the major states and for rural and urban areas and for male and female population.

 

Indicator 17: Gross Enrolment Ratio: enrolment (total) in Grades I-V as percentage to the corresponding official age-group population i.e. 6-11 years will give GER at primary level. Similarly enrolment in Grades VI-VIII as a percentage to 11-14 years population will give GER at upper primary level.

 

Indicator 18: Net Enrolment Ratio: enrolment in Grades I-V (age-group 6-11 years) as percentage to 6-11 years population will give NER at primary level. Similarly enrolment in Grades VI-VIII (age-group 11-14 years) as a percentage to 11-14 years population will give NER at upper primary level.

 

Indicator 19: Age-specific enrolment Ratio: enrolment (total) of a particular age `a’ as percentage of total population of that age `a’ gives age-specific enrolment ratio.

 

 

D.     Efficiency

Next to indicators of coverage are the indicators relating to efficiency of education system. Two basic indicators are drop out and repetition rate that need to compute grade-wise. The reciprocal of dropout is known as retention, which is computed at the end of an education cycle. In India, the level of dropouts and the extent of absenteeism are high. Planning exercises need to adopt appropriate strategies to bring down the level of dropouts and absenteeism in primary schools. Micro planning exercises may help in reducing the level of dropouts.

Based on dropout and repetition rates, a variety of other indicators relating to efficiency of system can be constructed. The origin of efficiency lies in economics but it has relevance in every spheres of life. In simple terms, efficiency can be defined as a optimal relationship between input and output.  An activity is said to perform efficiently, if a given quantity of output is obtained with minimum inputs or a given quantity of input yields maximum outputs.  Thus, by the efficiency we mean to get maximum output with minimum inputs or with a minimum input, maximum output is obtained. The best system is one, which has both input and output exactly the same that is known as a perfect efficient system. Efficiency may be of two types, namely internal and external efficiency. We may have a system that is internally efficient but externally inefficient or vice‑versa. A system may have no drop‑out, low repetition and high output but the output that is produced may not be acceptable to the society and the economy.

What are input and outputs in an education system?  Let us suppose that a student has taken admission in a particular grade and he/she remains in the system for at least one complete year.  A lot of expenditure on account of cost of teachers, room, furniture and equipment’s is incurred on those who stay in the system, which can be converted into per student cost and is termed as one student year.  On the other hand every successful completer of a particular cycle is termed as output, which is also known as a graduate. 

Based on a hypothetical (theoretical) cohort of 1,000 pupils, indicators, such as, input/output ratio, wastage ratio, average number of years the system is taking to produce graduates, wastage on account of drop out and repetition etc. can be constructed